Print to Page   |   Contact Us   |   Report Abuse   |   Sign In   |   Join EMDA

 

Site Search

 

Securities Regulations
Share |
The capital markets in Canada are regulated by the securities commisions / regulatory authorities in each province and territory through securities legislation, regulations, rules and instruments. Securities regulators are responsible for the administration and enforcement of securities laws including the regulation of securities as products and regulation of securities dealers and advisers as market participants.

Working together as the Canadian Securities Administrators (the "CSA") provincial regulators have developed harmonized multilateral or national rules for the securities industry. Key areas where national rules have been enacted include: 1) disclosure and conduct of public companies, 2) distribution of securities, 3) the operation of securities exchange marketplaces, and 4) registration and compliance obligations of dealers and advisers in the capital markets.


 

 

 

Sign In

Username
Password

Forgot your password?

Not a Member yet?

Latest News
Online Surveys
  Networking




Privacy Policy and Website Use Agreement / Legal © 2009 EMDA – All rights reserved