Advisory Partners

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Sutton Boyce Gilkes Regulatory Consulting Group Inc.

Sutton Boyce Gilkes Regulatory Consulting Group Inc. (SBG) is an independent firm providing support to firms in the securities and investment management industry. Our expertise covers all regulatory requirements and processes: finance, operations, business conduct, compliance, registration and enforcement.

SBG knows the Canadian regulatory environment like no other firm. We offer the right combination of knowledge, practical expertise and independence to handle your regulatory needs as quickly and thoroughly as possible. Two of our Principals helped develop and write the new registration rule (NI 31-103) and can help you navigate your way through the new requirements.

Please contact us at: dgilkes@sbgregulatory.com
Visit our website at: http://www.sbgregulatory.com

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ARA Compliance Support

ARA Compliance Support is a provider of regulatory solutions. We are a boutique firm that provides compliance support to Dealers and Investment Counselors. We offer a full suite of services including, ongoing compliance management, general compliance consulting, firm set-up and, registration services. Our streamlined business structure allows us to deliver high quality service at a fair price. To each assignment we bring our knowledge, experience and contacts, which have been developed over many years in the industry.

Members of the LMDA may contact us a free initial consultation on the impact of 31-103 or any regulatory topic they would like to discuss.

Please e-mail you request to: info@aracompliance.com.
Visit the website: www.aracompliance.com